SEC files a criminal complaint against GL executive for committing fraud...
Bangkok, 16 October 2017 – The SEC has filed a criminal complaint against Mr. Mitsuji Konoshita, an executive of Group Lease PLC. (GL), with the Department of Special Investigation (DSI) for committing...
View ArticleSEC public hearing on draft amendments to the ongoing capital requirement rules
Bangkok, 30 October 2017 – The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also covers...
View ArticleSEC advises investors to study prospectus carefully before making investment...
Bangkok, 3 November 2017 – The SEC emphasizes the importance of information disclosure in the registration statement and prospectus so that investors will be able to access complete information before...
View ArticleSEC gears up bond market development and investor protection
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View ArticleCriminal Fining Committee fines former TIES executive for insider trading
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View ArticleCriminal Fining Committee fines former JAS director for performing duties...
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View ArticleSEC advises IFEC shareholders to vote on director appointments at 2nd...
Bangkok, 9 February 2017 – The SEC advises the shareholders of Inter Far East Energy Corporation (IFEC) to attend the 2nd extraordinary shareholders’ meeting No. 2/2560 to exercise their voting right...
View ArticleSEC extends deadline for KC special audit report
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View ArticleNew Audit Quality Milestone For ASEAN
Kuala Lumpur, 22 February 2017 – Four ASEAN audit regulators and Big-Four audit firms in the region have collectively agreed on a measurable goal to improve audit quality. This initiative was...
View ArticleSEC launches Investment Governance Code (I Code)
Bangkok, 23 February 2017 – The SEC has launched the Investment Governance Code (I Code) as a guideline for responsible and sustainable investment management of institutional investors. The seven core...
View ArticleSEC grants a second extension to KC special audit report submission
Bangkok, 13 March 2017 – The SEC has extended the deadline for submitting the special audit report of K.C. Property Public Company Limited (KC) for the second time, from 8 March to 28 March 2017.read...
View ArticleThe ASEAN Capital Markets Forum Collaborates with International Capital...
The ACMF continues to focus on enhancing capacity building through the ACMF Market Development Programme (A-MDP) to ensure all ACMF members benefit from regional capital market connectivity. Following...
View ArticleSEC files a complaint against former TRITN executives and their associates...
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View ArticleSEC public hearing on paid-up capital rules to relax minimum requirement for...
Bangkok, 31 August 2017 – The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit their...
View ArticleSEC files a criminal complaint against IFEC executive for performing duty...
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View ArticleAppointment of 2 SET governors
The new governors will take office for a two-year term from October 28, 2017 to October 27, 2019.read more...
View ArticleSEC imposes a civil sanction on a SPORT executive for insider trading
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View ArticleSEC public hearing on draft rules governing listed...
Bangkok, 20 September 2017 – The SEC is seeking public comments on the principles and the amended rules governing listed companies’ disclosure of good corporate governance compliance via Form 56-1 and...
View ArticleSEC requires PACE’s clarification on a joint venture...
Bangkok, 2 October 2017 – The SEC has ordered Pace Development Corporation Public Company Limited (PACE) to clarify the information regarding the company’s joint venture agreement with three investors,...
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