SUPER shareholders advised to exercise voting right on solar cell power plant...
Bangkok, October 27, 2015 - The SEC urges shareholders of Superblock Public Company Limited (SUPER) to thoroughly study the solar cell power plant investment project before casting votes at the...
View ArticleAppointment of SET governors
Bangkok, October 27, 2015 – The SEC Board Meeting has appointed Mr. Chaiyawat Wibulswasdi and Mrs.Voravan Tarapoom to be members of the Stock Exchange of Thailand (SET)’s Board of Governors. The new...
View ArticleNew G20/OECD Principles of Corporate Governance to promote trust and improve...
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance...
View ArticleThai capital market alliance steps up efforts on corporate governance
Bangkok, October 30, 2015 – The Thai capital market is making progress toward adoption of the Organisation for Economic Co-operation and Development (OECD)’s revised Principles of Corporate Governance,...
View ArticlePublic hearing on proposed revision to public offering rules
Bangkok, November 4, 2015 –The SEC is seeking public comments on a proposed revision to the public offering rules to allow faster and more cost-effective fundraising procedures for listed companies...
View ArticlePublic hearing on proposed revision to mutual fund investment rules
Bangkok, November 5, 2015 –The SEC is seeking public comments on the proposed relaxation to the rules governing investment policy of mutual funds offered for sale to accredited investors, i.e.,...
View ArticleSEC promotes long-term investment via PVD to RMF transfer
Bangkok, November 10, 2015 – SEC promotes another long-term savings channel for exiting employees by allowing them to transfer the total benefits in the provident funds (PVD) to retirement mutual fund...
View ArticleSEC to present Open Space themed exhibition at SET in the City 2015
Bangkok, November 12, 2015 – The SEC will continue its drive to promote financial literacy and investor education via the SEC Open Space multimedia exhibition at the SET in the City 2015. “This year...
View ArticlePublic hearing on proposed revision to net liquid capital rules
Bangkok, November 12, 2015 – The SEC is seeking public comments on a draft amendment to the rules on calculation and reporting of net liquid capital to better reflect the asset values and the changing...
View ArticleSettlement Committee imposes fines on PYLON share price manipulators
Bangkok, November 18, 2015 – The SEC Settlement Committee has imposed fines on Bordin Sangarrayakul and Noparat Jongyin for manupulating the share price of PYLON Public Company Limited (PYLON), and...
View ArticleSEC files complaints against three offenders for unlicensed derivatives...
Bangkok, November 19, 2015 – The SEC has filed a criminal complaint against (1) Saiphet Thongngao, (2) Sureerat Ardpaksa, and (3) Woraphol Muenbowon for jointly operating derivatives business without...
View ArticleSettlement Committee imposes fines on MAKRO insider trading
Bangkok, December 2, 2015 – The SEC Settlement Committee has imposed fines on (1) Korsak Chairasmisak, (2) Piyawat Titasattavorakul, (3) Pittaya Jearavisitkul, and (4) Athueck Asvanund at a total...
View ArticlePublic hearing on revision to financial statements reporting forms
Bangkok, December 4, 2015 – The SEC is seeking public comments on a draft revision to the financial statements reporting forms which must be submitted by securities companies and derivatives business...
View ArticlePublic hearing on revision to financial statements reporting forms
Bangkok, December 4, 2015 – The SEC is seeking public comments on a draft revision to the financial statements reporting forms which must be submitted by securities companies and derivatives business...
View ArticleSEC files a criminal complaint against former RAM executive for fraud and...
Bangkok, December 17, 2015 – The SEC has filed a criminal complaint against Dr. Aurchat Kanjanapitak, former managing director of Ramkhamhaeng Hospital Public Company Limited (RAM), with the Department...
View ArticlePublic hearing on revision to intermediary IT security regulations
Bangkok, December 23, 2015 – The SEC is seeking public opinions on a draft amendment to the regulations on information technology security management of securities companies and derivatives...
View ArticleSEC files criminal complaint against NMG executive for failure to perform...
Bangkok, December 24, 2015 – The SEC has filed a criminal complaint against Nittimon Hastindra Na Ayudhya, Chairman of Nation Multimedia Group Public Company Limited (NMG), with the Economic Crime...
View ArticleSEC hearing on REIT lending rules
Bangkok, January 7, 2016 – The SEC is seeking public comments on a proposal for amending rules on real estate investment trust (REIT) to allow money lending to REIT subsidiaries. The proposal aims to...
View ArticlePublic hearing on crowdfunding rules
Bangkok, January 19, 2016 – The SEC is seeking public comments on draft rules and guidelines for supervising crowdfunding portals.The proposed rules aim to establish a standard framework for operating...
View ArticlePublic hearing on crowdfunding rules
Bangkok, January 19, 2016 – The SEC is seeking public comments on draft rules and guidelines for supervising crowdfunding portals. The proposed rules aim to establish a standard framework for...
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